Investment Management


We act as our client’s personal chief investment officer (CIO) where they shift the responsibility of selecting investments and determining the appropriate mix over to us.

Our investment management process operates within an open architecture investment platform composed of:

  • Mutual funds, closed-end funds

  • Index-related investments such as Exchange Traded Funds (ETFs)

  • Individual securities

As an independent investment advisory firm, we are not obligated to use specific investment products. Our job as a Fiduciary is to seek out the best solution at the best price for our clients.

Transparent Investment Management Pricing

Our fee for investment management services is calculated by assessing the percentage rates in the chart below based on the market value of the managed accounts as of the last business day of the previous calendar month. Clients receive a billing invoice every quarter showing this calculation.

While we have no minimum account opening requirement we recommend a minimum of $100,000 to open a managed investment account.

Assets Under Management




Above $10,000,000

Annual Fee





Equivalent Quarterly Fee





*Client’s with $100,000 have access to comprehensive financial planning services for no additional fee